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Microsoft 365 Compliance: Information Protection, Governance & Records Management for SEC-17a – Now Includes Recording

By October 12, 2021November 29th, 2021No Comments

My Top 5 Way's M365 Compliance Can Assist Your Financial Organisation with SEC 17a-4 Regulation

I am excited to announce, I was invited back to present another workshop for the Power Community. This time I was asked by the organiser’s what I could do in 30 mins for Financial Services within M365 Compliance. Now, anyone working in Financial Services will certainly know there is a huge amount to take into consideration, however, I thought it would be good to go through my top 5 ways how Microsoft 365 Compliance can assist your organisation to comply with SEC-17a with, Compliance Manager, Advanced Audit, Information Protection, Information Governance & Records Management.

This is in no way a complete guide, therefore, always review the necessary configurations of which you are trying to build out based on any regulation you may be under.

Technical Level: 100

Agenda: –

  • Create Custom Audit Logging Retentions
    • Extending Audit Logs
  • Sensitivity Labelling to Protect Financial Data
    • Auto-Labelling Client-Side
    • Auto-Labelling Service-Side
  • Enabling & Applying Records Management Retention, Disposition Reviews
    • Records Labels
    • Regulatory Labels (Immutability)
    • Disposition Reviews
  • Auto-Apply Retention
    • Retention Labels
    • Records Labels
  • Preservation Lock
    • Enabling
    • Capabilities & Limitations

Video from the session