My Top 5 Way's M365 Compliance Can Assist Your Financial Organisation with SEC 17a-4 Regulation
I am excited to announce, I was invited back to present another workshop for the Power Community. This time I was asked by the organiser’s what I could do in 30 mins for Financial Services within M365 Compliance. Now, anyone working in Financial Services will certainly know there is a huge amount to take into consideration, however, I thought it would be good to go through my top 5 ways how Microsoft 365 Compliance can assist your organisation to comply with SEC-17a with, Compliance Manager, Advanced Audit, Information Protection, Information Governance & Records Management.
This is in no way a complete guide, therefore, always review the necessary configurations of which you are trying to build out based on any regulation you may be under.
Technical Level: 100
Agenda: –
- Create Custom Audit Logging Retentions
- Extending Audit Logs
- Sensitivity Labelling to Protect Financial Data
- Auto-Labelling Client-Side
- Auto-Labelling Service-Side
- Enabling & Applying Records Management Retention, Disposition Reviews
- Records Labels
- Regulatory Labels (Immutability)
- Disposition Reviews
- Auto-Apply Retention
- Retention Labels
- Records Labels
- Preservation Lock
- Enabling
- Capabilities & Limitations